We Thrive Where Finance and Technology Meet Innovation

It takes a uniquely talented team to deliver a fintech platform that levels the playing field for independent wealth managers and financial advisors. CAIS has cultivated subject matter experts across alternative investments, capital markets, technology, marketing and operations to deliver an unparalleled investment experience. We are proud to introduce our team and encourage you to contact any member that can be of assistance.

Capital Markets

Our Capital Markets group offers advisors an open architecture platform of structured solutions and new issue syndicate offerings across all sectors and size segmentations. The Structured Solutions team combines experienced, regionalized capital markets specialists with the benefits of working with a multi-issuer structured products platform to create solutions for your clients that optimize portfolio construction, mitigate market fluctuations, and efficiently manage concentrated stock risk. Our dedicated Syndicate Desk provides direct access to new issue offerings including IPOs, Follow-ons and Block Trades.