Legal and Compliance
Our Legal and Compliance team ensures that CAIS meets all applicable regulatory requirements in the markets in which we serve. The team calls upon its significant depth of industry experience to ensure a responsive and compliant legal environment as CAIS continues its mission of wealth management innovation.
Michael Richman is responsible for firm legal, compliance and regulatory affairs. He has over 10 years of experience, with a focus on alternative investments and wealth management, having worked at firms including Fortress Investment Group and UBS.LinkedIn
Laura Frattaroli is a Vice President in the Legal and Compliance Group of CAIS. Laura graduated from Boston University in 2008 with a BA in Sociology. Laura earned her Juris Doctorate from Northeastern University in 2013 and is admitted to practice in the State of New York. She began working at CAIS in 2014. Laura serves as Secretary on the Young Leaders Council of the United Way of New York City and lives in Battery Park City with her husband and two dogs.LinkedIn