Technology Platform Disruption and the Independent Advisor

By: Frederick B. Kauber, Managing Director & CTO | Head of Marketing & Technology The tsunami that is technology-driven innovation and disruption has washed across our personas as consumers and professionals and is becoming a familiar and indispensable presence in our lives. … Read more

Looking Under the Hood of Structured Products

Not too long ago in a not too distant land, financial advisors and asset managers formulated their portfolios with a limited range of high-quality debt and equity instruments at their disposal. Along came financial innovation and opened up a new … Read more

Breaking Down Alternative Investments

An alternative investment is an asset that is not of conventional investment types, such as stocks, bonds or cash. Most alternative investment assets are held by institutional investors or accredited, high-net-worth individuals because of the complex natures and regulations of … Read more