Press Release

CAIS Joins DTCC AIP Reporting Protocol

CAIS Streamlines Alternative Investments Reporting Protocol

CAIS, the leading independent exchange for in-demand financial products servicing the global wealth management industry, has implemented the Depository Trust and Clearing Corporation’s (DTCC) Alternative Investment Products (AIP) protocol, standardizing and automating the historically cumbersome process of trade settlement, position reporting and account administration for alternative investments.

“We are very pleased to announce the integration of this protocol with the CAIS exchange, which will assist independent wealth advisors, private banks and a growing number of major custodial players in streamlining reporting and reconciliation for alternative investments, particularly hedge fund investments,” said Jeremy Norton, Managing Principal of CAIS. “The DTCC AIP protocol delivers operational efficiency and ongoing monitoring for all funds on the CAIS exchange, providing greater transparency and efficiency for our clients.”

DTCC’s AIP protocol links global market participants, including broker/dealers, fund managers, administrators and custodians, to provide end-to-end processing of alternative investments. The protocol addresses the manual operational issues that challenge the alternative investment community, creating economies of scale through increased efficiency, reduced operational risk and lowered cost.

“With the increasing demand for alternatives, we are committed to remaining at the cutting edge of technology which enables our advisors to compete for clients.” Mr. Norton said. “The DTCC AIP protocol will help wealth managers improve reporting and client service, enhance functionality and reconciliation and provide data integrity and security.”

About CAIS

CAIS is the leading alternative investment platform for financial advisors who seek improved access to, and education about, alternative investment funds and products. CAIS provides financial advisors with a broad selection of alternative investment strategies, including hedge funds, private equity, private credit, real estate, digital assets, and structured notes, allowing them to capitalize on opportunities and/or withstand ever-changing markets. CAIS also offers custom solutions for advisors seeking to create custom fund vehicles around ideas they source.

CAIS also provides an industry-leading learning system, CAIS IQ, to help advisors learn faster, remember longer, and improve client outcomes.

All funds listed on CAIS undergo Mercer's independent due diligence and ongoing monitoring. Mercer diligence reports and fund ratings are available to advisors on the CAIS password-protected platform. CAIS streamlines the end-to-end transaction process through digital subscriptions and integrated reporting with Fidelity, Schwab, and Pershing, which make investing in alternatives simple.

Founded in 2009, CAIS, a fintech leader, is empowering over 7,400+ unique advisor firms/teams who oversee more than $3T+ in network assets. Since its inception, CAIS has facilitated over $20B+ in transaction volume as the first truly open marketplace where financial advisors and asset managers engage and transact directly on a massive scale. CAIS has offices in New York, Los Angeles, Austin, and San Francisco. For more information about CAIS, please visit

Securities offered through CAIS Capital LLC, member FINRASIPC.



Nadia Damouni

[email protected]

Want to learn more?

For more information about investment opportunities available on the CAIS Platform, contact a CAIS representative.

Contact us
Read more press releases