Press Release

Structured Solutions Show Dramatic Volume Growth on the CAIS Platform

One of the most significant trends across the CAIS platform in 2020 has been the surge of allocations to structured solutions. Structured solutions (commonly known as structured notes or structured products) are market-linked investments that may be tailored to meet an investor’s goals, risk tolerance, and market views. Like other alternative investments, structured solutions are generally outcome-driven and seek to help advisors supplement income, diversify risk, and enhance returns in their client portfolios.

Adoption of structured solutions across the CAIS platform has seen dramatic growth in 2020:

  • Active advisors on the platform grew by 55%

  • First time allocators to structured notes increased by 94%

  • Platform volume grew by 51%

  • The number of customized transactions increased by 103%

“CAIS has been a true partner to us in our structured notes business. Their open architecture platform helps drive transparency, diversification, and better outcomes for our clients,” said Dean Zayed, CEO of Brookstone Capital Management. “They have helped us deliver a set of portfolio solutions tailored specifically to meet our needs, while also helping us scale our business by simplifying the overall end-to-end investment process.”

The CAIS Structured Solutions (CSS) mission is to empower financial advisors with insight that can provide sophisticated, well-informed, and actionable solutions custom tailored to meet their clients’ needs. CSS advocates on behalf of the financial advisor community to level the playing field – empowering independence – and their capability to compete with entrenched industry leaders. We work directly with major banks and custodians to create a seamless, efficient investment process for financial advisors to deploy structured solutions in their business at scale.

CAIS is focused on partnering with advisors every step of the way, allowing advisors to do what they do best, grow and protect client wealth.

About CAIS

CAIS is the leading alternative investment platform for financial advisors who seek improved access to, and education about, alternative investment funds and products. CAIS provides financial advisors with a broad selection of alternative investment strategies, including hedge funds, private equity, private credit, real estate, digital assets, and structured notes, allowing them to capitalize on opportunities and/or withstand ever-changing markets. CAIS also offers custom solutions for advisors seeking to create custom fund vehicles around ideas they source.

CAIS also provides an industry-leading learning system, CAIS IQ, to help advisors learn faster, remember longer, and improve client outcomes.

All funds listed on CAIS undergo Mercer's independent due diligence and ongoing monitoring. Mercer diligence reports and fund ratings are available to advisors on the CAIS password-protected platform. CAIS streamlines the end-to-end transaction process through digital subscriptions and integrated reporting with Fidelity, Schwab, and Pershing, which make investing in alternatives simple.

Founded in 2009, CAIS, a fintech leader, is empowering over 6,600+ unique advisor firms/teams who oversee more than $2.5T+ in network assets. Since its inception, CAIS has facilitated over $18B+ in transaction volume as the first truly open marketplace where financial advisors and asset managers engage and transact directly on a massive scale. CAIS has offices in New York, Los Angeles, Austin, and San Francisco. For more information about CAIS, please visit www.caisgroup.com.

Securities offered through CAIS Capital LLC, member FINRASIPC.

Contact

For CAIS

Nadia Damouni

[email protected]

Want to learn more?

For more information about investment opportunities available on the CAIS Platform, contact a CAIS representative.

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