History
2009 | Founded
NYC | Headquarters
5 | Global offices
Welcome to CAIS
Our mission is to democratize access for independent financial advisors by breaking down barriers that prevent them from connecting with experienced alternative asset managers.
Founded in 2009, CAIS, a fintech leader, is transforming the world of alternative investing. For independent financial advisors, CAIS provides access, education, and operational efficiency they can use to transact at scale and capture more wallet share. For asset managers, CAIS can help build their distribution network, capture new business, and cultivate relationships with independent financial advisors.
2009 | Founded
NYC | Headquarters
5 | Global offices
125 | CAIS IQ courses
750+ | CE credits earned
$21B+ | Transaction volume
8,300+ | Unique advisor firms/teams
$3T+ | Network assets1
The CAIS Platform is modular so members can leverage either our turnkey marketplace or any single platform component of the technology—across the pre-trade, trade, or post-trade life cycle.
CAIS streamlines the end-to-end transaction process through digitized subscriptions and integrated reporting with major custodians and reporting providers, simplifying investing in alternatives and structured notes.
We believe financial advisors should have the ability to access alternative investment products. Our experienced professionals stand ready to provide support and guidance.
We believe access to alternatives comes with a greater responsibility to learn about the potential risks and benefits of these investments. Through CAIS IQ, we provide educational materials designed to help financial advisors gain confidence and make informed decisions with their clients.
All funds listed on the CAIS Marketplace undergo an independent review by Mercer,2 a leader in institutional investment and operational due diligence.
CAIS brings together experienced leaders from the alternative investment industry and the independent wealth management community to create a better way for independent financial advisors to access and transact in alternative investments.
Read our press releases or watch our latest media appearances to learn more about how we’re transforming the alternative investment ecosystem.