A Platform Designed to Provide Access

CAIS is a leading financial product platform offering wealth managers access to a diversified menu of funds and products.

We provide streamlined execution to an expanding list of alternative investments, capital markets syndicate offerings, structured solutions and real assets. Our platform delivers a suite of portfolio construction and reporting tools, and complements its fund offering with independent due diligence provided by Mercer.

CAIS Capital LLC is a registered broker-dealer, member FINRA, SIPC.

From the Start, a Powerful Vision

Since our launch in 2009, we’ve pursued one goal: delivering a seamless, convenient platform for wealth managers to easily access top financial products.

  • 2009
  • May 2009
    CAIS Founded

  • January 2010
    Key Service Partners Selected (Mercer, State Street)

  • January 2011
    Official Platform Launched

  • January 2011
    Alternative Funds Menu Expanded

  • June 2012
    Winner, Best Private Banking Systems Provider – 2012 World Finance Awards

  • January 2013
    Collaboration with Goldman Sachs for Structured Solutions

  • April 2013
    Winner, Technology Innovation of the Year – 2013 Custody Risk America Awards

  • May 2013
    Strategic Alliance with Fidelity

  • September 2013
    Syndicate Offering Announced

  • September 2013
    Total Platform Volume Exceeds $1 Billion

  • November 2014
    Multi-Issuer Structured Notes Solution Launched

  • January 2015
    Total Platform Volume Exceeds $2 Billion

  • February 2015
    Recognized As “Best Wealth Solution” By Private Asset Management

  • June 2015
    Collaboration With Mercer To Bring Institutional Private Equity Solution

  • August 2015
    CAIS Opens Office in Los Angeles, CA

  • November 2015
    Envestnet Selects CAIS for Delivery of Alternative Investment Funds
    to Advisors

  • January 2016
    Total Platform Volume Exceeds $3 Billion

  • March 2016
    Envestnet | Tamarac Announces Integration with CAIS

  • May 2016
    Orion Partners With CAIS
    to Offer Streamlined
    Portfolio Construction
    and Performance Reporting

  • October 2016
    CAIS Wins WealthManagement.com Industry Award

  • January 2017
    Total Platform Volume Exceeds $4 Billion

  • May 2017
    Baird Selects CAIS as Enterprise Alternative Investment Platform for Advisors

  • October 2017
    Total Platform Volume Exceeds $5 Billion

  • December 2017
    CAIS announces the formation of the CAIS Advisory Council

  • January 2018
    CAIS Opens Office in Austin, TX

  • April 2018
    CAIS Selects SEI to Provide An Innovative Front-Office Technology Solution

  • May 2018
    Launch of interval funds on platform in partnership with Bluerock, a leading institutional alternative investment manager

  • May 2018
    Total Platform Volume Exceeds $6 Billion

  • September 2018
    1st Annual CAIS Advisory Council Meeting

  • October 2018
    BB&T Securities Selects CAIS to Expand Alternative Investment Access for Advisors

  • October 2018
    CAIS Expands Relationship with Mercer to Provide Independent Advisors Access to Mercer Investment Services

  • January 2019
    Total platform volume exceeds $7 billion

  • July 2019
    Total platform volume exceeds $8 billion

  • August 2019
    Launch of CAIS insurance solutions

  • November 2019
    Launch of CAIS IQ

  • Present
* Total Volume is the notional value of all hedge fund, private equity fund, real estate fund, private placements, precious metals, structured notes, syndicate offerings and other products purchased / transacted from the CAIS platform.