Rockefeller Capital Management Selects CAIS to Expand Advisor Access to Alternative Investment Funds

December 11, 2018

CAIS Advisory Council Guides Platform on Future Needs and Expectation of Advisors.

CAIS , the leading alternative investment platform for the independent wealth channel, is pleased to welcome Rockefeller Capital Management to its rapidly expanding advisor network. CAIS will serve as a foundational alternative investment platform for Rockefeller, enabling their advisors to gain direct access to private equity, hedge funds, real estate and private credit strategies.

“Rockefeller’s early adoption of the CAIS platform makes it clear that our approach is exactly what growing wealth management firms need to equip advisors with access to differentiated products and better serve the ever-changing investment needs of their clients,” said Matt Brown, founder and CEO of CAIS Group. “CAIS is proud to be serving Rockefeller’s expanding advisory business and supporting its efforts to recruit new advisor teams.”

Rockefeller advisors will receive access to CAIS’s platform, which offers a range of benefits including premier alternative investment funds & products, third-party due diligence from Mercer, a simplified web-based subscription process, and integration with all major custodians and reporting platforms. Rockefeller advisors will benefit from the power of the CAIS network to achieve institutional pricing with lower investment minimums.

In addition, Michael Bapis, Managing Director of Vios Advisors – the first advisory group to join the new Rockefeller team – has been named to the CAIS Advisory Council. The CAIS Advisory Council is a collective of industry leaders within the wealth management, alternative investment, custodian, and technology ecosystems that provide ongoing input on industry trends.

Rockefeller Capital Management joins a growing community of over 450 independent wealth management firms that actively use CAIS to access alternative investment funds and products.

About CAIS

CAIS is the leading alternative investment platform for financial advisors who seek improved access to and education about alternative investment funds and products. CAIS provides financial advisors with a broad selection of alternative investment strategies including, hedge funds, private equity, private credit, real estate and structured notes, allowing them to capitalize on opportunities and/or withstand ever-changing markets. Additionally, CAIS provides an industry-leading learning system, CAIS IQ, that helps advisors learn faster, remember longer and improve client outcomes.

All funds listed on CAIS undergo Mercer’s independent due diligence and ongoing monitoring. Mercer diligence reports and fund ratings are available to advisors on the CAIS password-protected platform. CAIS streamlines the end-to-end transaction process through digital subscriptions and integrated reporting with Fidelity, Schwab and Pershing, making investing in alternatives simple.

Founded in 2009, CAIS, a fintech leader, is empowering wealth management by leveling the playing field for financial advisors everywhere.

Securities offered through CAIS Capital LLC, member FINRA, SIPC.

Press Contact
Tony Fassi
Jones-Dilworth, Inc.
(512) 826-3428
[email protected]