CAIS Solutions

Home Office

Your funds. Your platform. Your way.

Create an easier alternative investing experience for your financial advisors that sets your firm apart. With CAIS Solutions, our SaaS platform purpose-built to fit the distinct operational needs of larger RIAs, RIA aggregators, and independent broker-dealers, your home office can leverage our industry-leading technology and world-class client service across your entire alternatives portfolio.

An alternative investment platform built to meet your operational needs

All your alts funds

It doesn’t matter if you sourced them on or off the CAIS Marketplace. You can now bring all your alternative investment products together on one, centralized platform.

Simplified trade process

Time-saving features like digital sub docs, smart AML/KYC, and CAIS DocuSign help your advisors transact seamlessly across all approved funds.

Centralized data and docs

Consolidate the operational management of your firm’s data and documents to give you one-stop visibility across portfolios.

Customizable end-to-end workflows

Enjoy technology integrations with major custodians and reporting providers that make trading and reporting workflows quicker and more transparent.

Gain clarity and control across the alternative investment life cycle

CAIS Solutions offers two configurable products, CAIS Trade and CAIS Post-Trade, which can help you create a tailored advisor experience that aligns and integrates with your firm’s investment philosophy, oversight controls, systems, and workflows.

Automate and streamline the alternative investment subscription process to save your advisors time and reduce costs.

Easily import client information through integration with your firm’s CRM
Save time and prevent delays with digital subscription documents
Leverage our smart logic for AML/KYC documentation
Use your custom forms, such as proprietary attestations or risk disclosures
End the need for wet signatures through CAIS DocuSign

Design an experience uniquely for your advisors

Opt into our add-on features to configure an advisor experience that supports your brand and your firm’s broader goals. For example, home offices can choose to customize roles and permissions based on specific user attributes—such as their FINRA licenses or their CAIS IQ course completion—to create a personalized and dynamic platform for each advisor. You can also opt to white label specific parts of our platform or enable SSO from your firm’s intranet. Additionally, larger firms can oversee their advisors’ activity on their own dashboard.