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CAIS Structured Investments

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Targeting defined outcomes with structured investments

CAIS Structured Investments introduces independent financial advisors to structured notes made available by third-party bank issuers. Through CAIS Structured Investments, you can give advisors in your network the flexibility to receive extensive structured note education, gain access to bank issuer offerings, the opportunity to curate bespoke strategies, and take advantage of full lifecycle support. 

Scaling your structured investments business

Gain access to a suite of strategies

Help your advisor network learn about defined-outcome strategies via structured investments (notes, CDs, SMAs, and hedging strategies).

Connect with major bank issuers

Collaborate with 15+ bank issuers to curate custom calendars and create bespoke structured note strategies for your network. View select bank issuers accessibe through the CAIS platform.

Advisors can scale with flexibility

Provide strategies to help advisors express specific market views with protection, yield, or growth note strategies that generally do not have minimum accreditation thresholds.

Count on comprehensive lifecycle support

Access a suite of educational resources and tech-enabled tools to assist advisors in learning about, accessing, and managing their structured investment book of business. 

Investment objectives your advisors can address

Learn more about the objectives your advisors can address through CAIS Structured Investments.

Learn More About Structured Investments

The CAIS structured investments platform in action

Are you ready to take your structured investment business to the next level? The CAIS platform empowers your network to learn, access, manage, and monitor structured notes efficiently.  

  • Track interactive on-demand CAIS IQ courses for educational requirements or provide engaging educational materials to further your advisors’ understanding of various structured note types 

  • Scroll and filter through structured notes made available by some of the world’s largest bank issuers and easily access and read through relevant offering and disclosure documents 

  • Oversee and manage your structured investment business using CAIS technology, monitor positions, and export order information for submission to your executing broker 

  • View your advisors’ entire structured notes portfolio—whether they are purchased through or off the CAIS platform—in a single consolidated view 

  • Identify exposure across categories such as issuer, underlier, structure, and time to maturity 

Bank issuers on the CAIS platform

Seek access to select bank issuers accessible through the CAIS platform.

Bank of America
UBS
Citi
BNP Paribas
Barclays
J.P. Morgan
BMO
RBC
Bank of America
UBS
Citi
BNP Paribas
Barclays
J.P. Morgan
BMO
RBC

Featured insights

Gain structured investment market insights through articles, videos, and other educational resources from the CAIS team.

See All Insights