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CAIS Structured Investments

Independent Financial Advisor

Targeting defined outcomes with structured investments

CAIS Structured Investments introduces independent financial advisors to structured notes made available by third-party bank issuers. Through CAIS Structured Investments, you have the flexibility to receive extensive structured note education, gain access to bank issuer offerings, the opportunity to curate bespoke strategies, and take advantage of full lifecycle support.

Scaling your structured investments business

Gain access to a suite of strategies

Learn about defined-outcome strategies via structured investments (notes, CDs, SMAs, and hedging strategies).

Connect with major bank issuer

Review a menu of available structured notes or work with bank issuers to create customized, bespoke structured note strategies. View select bank issuers accessible through the CAIS platform. 

Scale with flexibility

Financial advisors can aim to express specific market views with protection, yield, or growth note strategies that generally do not have minimum accreditation thresholds.

Count on comprehensive lifecycle support

Access educational resources and tech-enabled tools to learn about, access, monitor and manage your structured investment book of business.

Investment objectives you can address

Learn more about the objectives you can address through CAIS Structured Investments.

Learn More About Structured Investments

The CAIS structured investments platform in action

Are you ready to take your structured investment business to the next level? The CAIS platform empowers financial advisors to learn, access, manage, and monitor structured notes efficiently. 

  • Take interactive on-demand CAIS IQ courses or review engaging educational materials to further your understanding of various structured note types 

  • Scroll and filter through structured notes made available by some of the world’s largest bank issuers and easily access and read through relevant offering and disclosure documents 

  • Manage your structured investment business using CAIS technology, monitor positions, and export order information for submission to your executing broker 

  • View your entire structured notes portfolio—whether purchased through or off the CAIS platform—in a single consolidated view 

  • Group and filter exposure across categories such as issuer, underlier, structure, and time to maturity 

Bank issuers on the CAIS platform

Seek access to select bank issuers accessible through the CAIS platform.

Barclays
BNP Paribas
RBC
J.P. Morgan
Bank of America
UBS
BMO
Citi
Barclays
BNP Paribas
RBC
J.P. Morgan
Bank of America
UBS
BMO
Citi

Featured insights

Gain insights and improve your structured investment knowledge through articles, videos, and other educational resources from the CAIS team

See All Insights